Investment advisory services are available only through Lara, Shull & May, LLC (“LSM”). LSM is a federally registered investment advisor with the Securities and Exchange Commission. When authorized, Lara, Shull & May, LLC, a federally registered broker-dealer and FINRA member, carries out securities transactions on behalf of the clients of LSM. Insurance products and services are available only through Lara, Shull & May, LLC.
LSM may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. LSM's website is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of LSM's website on the Internet should not be construed by any consumer and/or prospective client as LSM's solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by LSM with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of LSM, please contact the SEC or the state securities law administrators for those states in which LSM maintains a notice filing. A copy of LSM's current written disclosure statement discussing LSM's business operations, services, and fees is available from LSM upon written request.
Certain portions of LSM's website (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, LSM's (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from LSM, or from any other investment professional. LSM is neither an attorney nor accountant, and no portion of the website content should be interpreted as legal, accounting or tax advice.
To the extent that any client or prospective client utilizes any economic calculator or similar device contained within or linked to LSM's website, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from LSM, or from any other investment professional.
Each client and prospective client agrees, as a condition precedent to his/her/its access to LSM's website, to release and hold harmless LSM, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from LSM.
This site may contain links to other Websites, including links to the Websites of companies that provide related information, products and services. These links are solely for the convenience of visitors to this site, and the inclusion of such links does not necessarily imply an affiliation, sponsorship or endorsement. Any opinions, advice, statements, or other information made available through such links are those of the respective authors. When you access one of these websites you are leaving LSM's website. LSM assumes no responsibility for any material outside of LSM's World Wide Web pages which may be accessed through any such link.
Information throughout this site, whether stock quotes, charts, articles, or any other statement or statements regarding market or other financial information, is obtained from sources which we, and our suppliers believe reliable, but we do not warrant or guarantee the timeliness or accuracy of this information. Nothing on this website should be interpreted to state or imply that past results are an indication of future performance. Neither we nor our information providers shall be liable for any errors or inaccuracies, regardless of cause, or the lack of timeliness of, or for any delay or interruption in the transmission thereof to the user. THERE ARE NO WARRANTIES, EXPRESSED OR IMPLIED, AS TO ACCURACY, COMPLETENESS, OR RESULTS OBTAINED FROM ANY INFORMATION POSTED ON THIS OR ANY 'LINKED' WEBSITE.
ADV
LSM uses Form ADV to register as an investment advisor with the Securities and Exchange Commission (SEC). This is a legal document that ensures we are who we say we are. The Form ADV has two parts. Part 1 contains information about the advisor's education, business and disciplinary history within the last ten years. Part 2 includes information on an advisor's services, fees, investment strategies and important disclosures. In addition, Supplements are now required to be provided on your investment advisor representative. Before you hire your investment advisor, always ask for, and carefully read, both parts of the advisor's Form ADV. Contact us to request a copy of Lara, Shull & May's Form ADV Part II Brochure or go to the Consumer Information tab of this site to download a copy.
The information in the Brochure has not been approved or verified by the United States Securities and Exchange Commission (“SEC”) or by any state securities authority. LSM is a Registered Investment Adviser with the SEC. Registration of an Investment Adviser does not imply any level of skill or training. The oral and written communications of an Adviser are intended to provide you with information to assist you determine to hire or retain an Adviser. Additional information about LSM also is available on the SEC’s website at www.adviserinfo.sec.gov.
